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Services

Level Up Wealth Management, LLC provides investment advisory and financial planning services to individuals, families, trusts, estates, and organizations. Our services are delivered on a fee-only basis and are tailored to each client’s individual objectives, financial circumstances, and risk tolerance.

Advisory services are provided pursuant to a written investment advisory agreement.

Investment Management Discretionary Portfolio Management

Level Up Wealth Management provides discretionary investment management services, meaning we manage client portfolios without obtaining prior approval for each transaction, consistent with the investment advisory agreement and any client-imposed restrictions. Investment management services typically include:

Establishing an investment strategy based on the client’s objectives, risk tolerance, and time horizon

Constructing and managing a diversified portfolio using a range of securities and investment vehicles

Monitoring portfolios on an ongoing basis and making adjustments as appropriate

Periodically reviewing portfolio holdings in light of market conditions and client circumstances

Investment strategies may include the use of exchange-listed securities, mutual funds, ETFs, fixed-income securities, cash equivalents, and other investments as disclosed in our Form ADV Part 2A.

Financial Planning Services

In addition to investment management, Level Up Wealth Management may provide financial planning services for certain clients. Financial planning services are designed to address a client’s broader financial goals and may include:

Retirement planning

Cash flow and budgeting analysis

Tax-efficient investment strategies (coordination only; not tax advice)

Education planning

Estate planning coordination (non-legal; in coordination with client’s professionals)

Risk management and insurance review

Financial planning recommendations are based on information provided by the client and are delivered in written or verbal form, depending on the scope of the engagement.

Client Relationship & Ongoing Review

Each advisory relationship begins with an understanding of the client’s financial situation, investment objectives, and constraints.

Client portfolios are reviewed on an ongoing basis, but no less frequently than annually

Reviews may also occur when market conditions change or when we become aware of changes in a client’s financial circumstances

Clients are encouraged to notify us of any material changes that may affect their investment strategy

Client Restrictions & Customization

Clients may impose reasonable restrictions on investing in certain securities, asset classes, or strategies. These restrictions must be agreed upon in advance and documented in the investment advisory agreement.

Custody & Reporting

Client assets are maintained at a qualified custodian. Level Up Wealth Management does not maintain custody of client assets, except for the limited authority to deduct advisory fees with proper authorization.

Clients receive account statements directly from their custodian at least quarterly

Level Up Wealth Management does not issue separate performance reports

What We Do Not Provide

To avoid confusion, Level Up Wealth Management:

Does not provide legal or tax preparation services

Does not sell securities or receive commissions

Does not participate in wrap fee programs

Does not guarantee investment performance or outcomes

Fees & Disclosures

Advisory fees, billing practices, and termination provisions are fully described in our Form ADV Part 2A. Prospective clients are encouraged to review our disclosure documents prior to engaging our services.