Disclosures
This page provides important information about Level Up Wealth Management, LLC’s regulatory status, services, fees, and business practices. Please review these disclosures carefully. Last updated: November 12, 2025.
Regulatory Status
Advisory services are offered only to clients or prospective clients where Level Up and its investment adviser representatives are properly registered or exempt from registration.
Additional information about Level Up Wealth Management is available through the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure website at adviserinfo.sec.gov.
Fiduciary Duty
Providing advice that is suitable based on a client’s objectives, financial circumstances, and risk tolerance
Seeking best execution of client transactions
Disclosing material facts and potential conflicts of interest
Fees & Compensation
Investment management fees are generally charged as a percentage of assets under management and billed quarterly in advance
Financial planning services, when provided, may be billed on an hourly basis
Advisory fees are negotiable in certain circumstances
Advisory fees are separate and distinct from custodial fees, brokerage commissions, mutual fund expenses, and other transaction-related costs charged by third parties. Level Up Wealth Management and its supervised persons do not receive commissions or other compensation for the sale of securities or investment products. Complete fee details are described in our Form ADV Part 2A.
Advisory Services
Discretionary investment management services
Financial planning services for certain clients
Custodian & Brokerage Practices
Level Up is independently owned and operated and not affiliated with Schwab
Clients decide whether to use Schwab and open accounts directly with the custodian
Schwab provides custody, execution, and reporting services and may receive compensation through commissions, transaction fees, and interest on uninvested cash balances
Custody of Client Assets
Level Up Wealth Management does not maintain custody of client funds or securities, except for the limited authority to deduct advisory fees directly from client accounts with proper written authorization.
Clients receive account statements directly from their qualified custodian at least quarterly and are encouraged to review those statements carefully and promptly report any discrepancies.
Investment Risks
Clients should be prepared to bear the risk of loss associated with investing. A detailed discussion of investment strategies and risks is provided in Form ADV Part 2A.
Performance Information
Past performance is not indicative of future results
No investment strategy can guarantee a profit or protect against loss
Hypothetical or illustrative examples do not represent actual client results and do not reflect the impact of fees, expenses, or market conditions
Educational Content Disclaimer
Visitors should consult with a qualified professional regarding their individual circumstances before making financial decisions.
Privacy Policy
We do not sell non-public personal information
Information may be shared with non-affiliated third parties only as necessary to service client accounts, comply with regulatory obligations, or as otherwise permitted by law
We maintain physical, procedural, and electronic safeguards designed to protect client information
